EMEA Regulatory Information Archive

Effective 1st December 2021, following the implementation of PS21/20 “Changes to UK MiFID’s conduct and organisational requirements”, the requirement to produce RTS 27 and 28 Reports under UK MiFID rules is no longer in force. 

Here you will find our archived reports for:

MiFID II RTS 27 Reports

MiFID II RTS 28 Reports - Professional Clients

2020 FULL REPORT TOP FIVE
VENUES
The Bank of New York Mellon London Branch
Bonds (Execution) (PDF - 267 KB)		 CSV (2 KB)
The Bank of New York Mellon London Branch
Money Market Instruments (Execution) (PDF - 269 KB) 		 CSV (2 KB)
The Bank of New York Mellon London Branch
Currency Derivatives (Execution) (PDF - 246KB)		 CSV (1 KB)
The Bank of New York Mellon London Branch
Agency Securities Lending and Agency Cash Investment Securities Financing Transactions, Bonds and Money Market Instruments (PDF - 288KB)		 CSV (5 KB)



2019 FULL REPORT TOP FIVE
VENUES
The Bank of New York Mellon London Branch
Currency Derivatives (Execution) (PDF - 710 KB)		 CSV (1 KB)
The Bank of New York Mellon London Branch
Bonds (Execution) (PDF - 742 KB)		 CSV (3 KB)
The Bank of New York Mellon London Branch
Money Market Instruments (Execution) (PDF - 741 KB)		 CSV (3 KB)
The Bank of New York Mellon London Branch
Agency Securities Lending and Agency Cash Investment Securities Financing Transactions, Bonds and Money Market Instruments (PDF - 462 KB)		 CSV (3 KB)

BNYM Capital Markets EMEA Limited ceased trading on 28th January 2020. Here you will find our archived reports. 

MiFID II RTS 27 Reports

MiFID II RTS 28 Reports - Professional Clients

2019 FULL REPORT TOP FIVE
VENUES
BNY Capital Markets EMEA Limited
Equities – Shares & Depositary Receipts – Not subject to tick size regime (Transmission) (PDF - 732 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Equities – Shares & Depositary Receipts, Tick size liquidity bands 1 and 2 (Transmission) (PDF - 731 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Equities – Shares & Depositary Receipts, Tick size liquidity bands 3 and 4 (Transmission) (PDF - 731 KB) 		CSV (2 KB)
BNY Capital Markets EMEA Limited
Equities – Shares & Depositary Receipts, Tick size liquidity bands 5 and 6 (Transmission) (PDF - 732 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Structured finance instruments (Transmission) (PDF - 727 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Structured finance instruments (Execution) (PDF - 724 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Securitized Derivatives - Warrants and Certificate Derivatives (Transmission) (PDF - 725 KB)		 CSV (1 KB)
BNY Capital Markets EMEA Limited
Securitized Derivatives - Warrants and Certificate Derivatives  (Execution) (PDF - 722KB)		 CSV (3 KB)
BNY Capital Markets EMEA Limited
Securitized Derivatives - Other securitized derivatives (Transmission) (PDF - 728 KB)		 CSV (1 KB)
BNY Capital Markets EMEA Limited
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) (Transmission) (PDF - 729 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) (Execution) (PDF - 725 KB)		 CSV (3 KB)
BNY Capital Markets EMEA Limited
Other instruments (Transmission) (PDF - 735 KB)		 CSV (3 KB)
BNY Capital Markets EMEA Limited
Other instruments (Execution) (PDF - 728 KB)		 CSV (3 KB)
BNY Capital Markets EMEA Limited
Bonds (Execution) (PDF - 741 KB)		 CSV (2 KB)
BNY Capital Markets EMEA Limited
Money Market Instruments (Execution) (PDF - 742 KB)		 CSV (2 KB)

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