SEC FILINGS &
OTHER DISCLOSURES

 

 

SEC Filings

Other Regulatory Filings

BNY Company-Run Stress Test Results
Severely Adverse Scenario
Dodd-Frank Capital Actions

YEAR  DODD-FRANK STRESS TEST RESULTS
2024 Jun
2023 Jun
2022 Jun
2021 Jun
2020 Jun
2019 Jun | Oct
2018 Jun | Oct
2017 Jun | Oct
2016 Jun | Oct
2015 Mar | Jul
2014 Mar | Sep
2013 Mar | Sep

Belgium - The Bank of New York Mellon SA/NV
For more information about the Article 8 Disclosures pursuant to Annex VI of the EU Taxonomy Regulation 2020/852, see our Annual Accounts Addendum.

The following Pillar 3 disclosures are published to meet the local requirements of the Host Regulators (in parentheses) of the countries shown. If you have any questions on these documents, please e-mail us.

U.S. Federal Reserve
Note: Beginning in 2015, the Corporate Pillar 3 Disclosure contains our Basel II.5 Market Risk Disclosure.

 

YEAR      PILLAR 3 DISCLOSURES

 

2024       Mar  |  Jun |  Sept  |  Dec


 

2023       Mar  |  Jun |  Sept  |  Dec


 

2022       Mar  |  Jun |  Sept  |  Dec


 

2021       Mar  |  Jun |  Sep  |  Dec


 

2020       Mar  |  Jun  |  Sep  |  Dec


 

2019       Mar  |  Jun  |  Sep  |  Dec


 

2018       Mar  |  Jun  |  Sep  |  Dec


 

2017       Mar  |  Jun  |  Sep  |  Dec


 

2016       Mar  |  Jun  |  Sep  |  Dec


 

2015       Mar  |  Jun  |  Sep  |  Dec


 

2014       Mar  |  Jun  |  Sep  |  Dec


 

Belgium (Banque Nationale de Belgique / Nationale Bank van Belgïe)

The Bank of New York Mellon SA/NV

Disclosure of External Functions Held by Senior Managers


    YEAR   PILLAR 3 DISCLOSURES
 


    2024      Mar  |  Jun  |  Sep  |  Dec


 

    2023      Mar  |  Jun  |  Sep  |  Dec


 

    2022       Mar  |  Jun  |  Sep  |  Dec


 

    2021       Mar  |  Jun  |  Sep  |  Dec


 

    2020       Mar  |  Jun  |  Sep  |  Dec


 

    2019       Mar  |  Jun  |  Sep  |  Dec


 

    2018       Mar  |  Jun  |  Sep  |  Dec


 

    2017       Mar  |  Jun  |  Sep  |  Dec


 

    2016       Mar  |  Jun  |  Sep  |  Dec


 

    2015       Mar  |  Jun  |  Sep  |  Dec


 

    2014       Mar  |  Jun  |  Sep  |  Dec


 

Canada (The Office of the Superintendent of Financial Institutions)

 

BNY Trust Company of Canada (BNYTCC) 


 

    2024      Mar  |  Jun  |  Sep  |  Dec


 

    2023      Mar  |  Jun  |  Sep  |  Dec


 

Germany (Bundesanstalt fuer Finanzdienstleistungsaufsicht / German Banking Supervisory Authority)

 

The Bank of New York Mellon (Frankfurt Branch)


 

 

 

 

 

 

 

 

 

Ireland (Central Bank of Ireland)

 

BNY Mellon Markets Europe Limited


 

 

Pershing Securities International Limited


 

2023


 

 

 

 

 

 

 

 

 

 

Luxembourg (Commission de Surveillance du Secteur Financier)

 

The Bank of New York Mellon (Luxembourg) S.A.


 

 

 

 

Saudi Arabia (Capital Market Authority)

 

BNY Mellon Saudi Financial Company


 

 

United Kingdom (Financial Conduct Authority / Prudential Regulation Authority)

 

Alcentra Limited


 

 

 

 

 

 

Alcentra Asset Management Limited


 

 

 

 

BNY Mellon Capital Markets EMEA Limited


 

 

 

 

 

 

BNY Mellon Holdings UK Limited


 

 

 

BNY Mellon Investment Management Europe Holdings Limited


 

 

 

 

 

 

 

Pershing Holdings UK Limited


 

 

 

 

 

 

 

 

 

Pershing Limited


 

2023


 

2022

 

Pershing Securities Limited


 

2023


 

2022

 

The Bank of New York Mellon (International) Limited


 

 

 

 

 

 

 

 

 

If you have any questions on these documents, please e-mail us.

 

 

 


    YEAR        LCR DISCLOSURES


 

    2024       Mar  |  Jun |  Sep  |  Dec


 

    2023       Mar  |  Jun |  Sep  |  Dec


 

    2022       Mar  |  Jun  |  Sep  |  Dec


 

    2021       Mar  |  Jun  |  Sep  |  Dec


 

    2020       Mar  |  Jun  |  Sep  |  Dec


 

    2019       Mar  |  Jun  |  Sep  |  Dec


 

    2018       Mar  |  Jun  |  Sep  |  Dec


 

    2017       Mar  |  Jun  |  Sep  |  Dec


 

     YEAR     NSFR DISCLOSURES
 

   

    2024       Jun  |  Dec


 

    2023        Jun  |  Dec

 


    YEAR    FFIEC 031
 

 

    2024       Mar  |  Jun  |  Sep  |  Dec


 

    2023       Mar  |  Jun  |  Sep  |  Dec


 

    2022       Mar  |  Jun  |  Sep  |  Dec


 

    2021       Mar  |  Jun  |  Sep  |  Dec


 

    2020       Mar  |  Jun  |  Sep  |  Dec


 

    2019       Mar  |  Jun  |  Sep  |  Dec


 

    2018       Mar  |  Jun  |  Sep  |  Dec


 

    2017       Mar  |  Jun  |  Sep  |  Dec


 
 

    YEAR    FR Y-9C
 

 

    2024       Mar  |  Jun  |  Sep  |  Dec


 

    2023       Mar  |  Jun  |  Sep  |  Dec


 

    2022       Mar  |  Jun  |  Sep  |  Dec


 

    2021       Mar  |  Jun  |  Sep  |  Dec


 

    2020       Mar  |  Jun  |  Sep  |  Dec


 

    2019       Mar  |  Jun  |  Sep  |  Dec


 

    2018       Mar  |  Jun  |  Sep  |  Dec


 

    2017       Mar  |  Jun  |  Sep  |  Dec


    

The following Basel II.5 quarterly disclosures are published to meet local regulatory requirements.

Note: Beginning in 2015, this disclosure is contained in our Corporate Pillar 3 Disclosure.


    YEAR    BASEL II.5 MARKET RISK DISCLOSURE
 

 

    2014       Mar  |  Jun  |  Sep  |  Dec


 

    2013       Mar  |  Jun  |  Sep  |  Dec